1.3
Wells Fargo Clearing Services, LLC
2022
1
2022-04-28T16:27:07Z
2022
01
100.00
66.33
1.36
26.55
5.76
CITADEL SECURITIES LLC
28.11
26.77
35.81
28.13
41.71
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1X Execution Services, LLC
17.20
19.55
28.15
12.52
9.12
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
16.18
23.88
4.22
1.01
0.36
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Wells Fargo Securities
14.11
21.27
0.05
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
10.10
3.20
10.23
24.03
25.31
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
7.15
1.84
8.74
18.78
14.28
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
7.15
3.49
12.80
15.52
9.23
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
53.98
3.19
38.21
4.62
CITADEL SECURITIES LLC
25.54
22.70
33.14
27.10
40.49
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Wells Fargo Securities
17.89
33.14
0.04
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1X Execution Services, LLC
13.91
15.01
24.56
12.11
8.72
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
13.10
4.52
14.83
23.79
23.77
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
10.89
19.32
3.15
0.92
0.21
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
10.56
2.53
12.09
21.07
16.35
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
8.09
2.79
12.01
14.98
10.46
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Execution Services
0.00
0.00
0.05
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Flow Traders
0.00
0.00
0.05
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
GTS SECURITIES LLC
0.00
0.00
0.05
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
36.00
9.20
53.76
1.04
CITADEL SECURITIES LLC
40.12
39.86
39.92
40.43
35.20
37814.69
9.9832
22899.65
9.9334
21361.93
9.7961
3400.31
4.8817
Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.10 per contract.
Global Execution Brokers LP
39.22
39.13
40.31
39.02
42.86
41210.21
21.8573
53251.08
25.5657
55192.26
20.5805
6967.09
2.6638
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.65 per contract.
Wolverine Execution Services, LLC
11.03
11.13
10.61
11.03
10.88
17366.23
16.4154
9460.11
22.5257
12772.90
24.3381
259.93
20.7446
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.69 per contract.
Morgan Stanley & Co., LLC
9.59
9.79
9.10
9.52
11.06
5257.80
5.6172
2914.85
7.2972
9117.80
22.8694
903.85
22.9287
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.50 per contract.
Interactive Brokers LLC
0.04
0.09
0.07
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
2022
02
100.00
62.94
1.48
30.46
5.13
CITADEL SECURITIES LLC
26.42
25.25
37.63
26.70
35.89
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1X Execution Services, LLC
18.53
18.97
28.99
17.19
18.11
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
18.30
27.52
9.70
2.63
0.71
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Wells Fargo Securities
13.33
21.18
0.08
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
10.00
2.71
7.59
23.58
19.43
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
6.77
2.33
8.88
14.80
12.93
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
6.65
2.04
7.12
15.10
12.93
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
99.99
51.31
3.27
41.02
4.39
CITADEL SECURITIES LLC
24.85
22.20
34.86
26.15
36.29
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Wells Fargo Securities
16.61
32.36
0.06
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1X Execution Services, LLC
15.86
14.77
24.51
16.56
15.76
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
13.44
4.57
15.31
23.74
19.42
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
11.90
21.18
5.71
2.03
0.37
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
9.41
2.72
10.91
17.07
14.94
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
7.92
2.21
8.53
14.44
13.22
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
GTS SECURITIES LLC
0.00
0.00
0.03
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Flow Traders
0.00
0.00
0.04
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Execution Services
0.00
0.00
0.02
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
34.39
8.93
55.53
1.15
CITADEL SECURITIES LLC
40.58
40.53
39.28
40.87
37.91
34339.56
9.9831
18644.53
9.9435
19351.45
9.8172
2722.03
4.9515
Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.10 per contract.
Global Execution Brokers LP
39.58
39.37
41.37
39.41
40.35
50639.99
15.2454
33704.98
13.9704
43879.95
20.3010
5669.52
21.5916
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.65 per contract.
Wolverine Execution Services, LLC
9.99
10.06
9.83
9.98
9.81
14441.84
17.1144
9404.93
24.5105
11817.66
26.1146
205.41
19.7131
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.69 per contract.
Morgan Stanley & Co., LLC
9.81
9.99
9.41
9.72
11.93
4701.65
5.5435
3392.25
8.8821
9770.40
24.3335
1203.10
21.9224
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.50 per contract.
Interactive Brokers LLC
0.04
0.05
0.11
0.02
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
2022
03
100.00
60.27
1.21
31.77
6.75
CITADEL SECURITIES LLC
25.73
24.23
36.60
27.15
30.46
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1X Execution Services, LLC
21.57
20.85
34.60
22.46
21.45
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
16.45
26.68
5.18
0.88
0.46
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Wells Fargo Securities
12.79
21.22
0.04
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
9.09
2.26
6.52
20.02
19.11
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
7.56
2.99
10.34
14.53
15.07
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
6.81
1.77
6.72
14.97
13.44
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
49.73
3.29
42.40
4.58
CITADEL SECURITIES LLC
24.19
20.79
33.49
26.59
32.31
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1X Execution Services, LLC
19.45
16.98
29.62
21.69
18.29
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Wells Fargo Securities
16.05
32.27
0.04
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
10.96
20.98
3.63
0.91
0.39
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
10.67
4.48
17.85
16.71
16.88
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
10.38
2.29
6.61
19.30
18.25
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
8.29
2.21
8.63
14.79
13.88
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Execution Services
0.00
0.00
0.03
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
GTS SECURITIES LLC
0.00
0.00
0.02
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Flow Traders
0.00
0.00
0.03
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
32.95
8.85
56.80
1.40
CITADEL SECURITIES LLC
40.30
40.14
40.61
40.41
37.48
43271.84
9.9865
24047.80
9.9634
22959.29
9.8699
2876.24
4.8307
Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.10 per contract.
Global Execution Brokers LP
39.87
39.58
40.46
39.84
43.69
60923.30
15.1454
39721.63
14.5706
58463.17
22.2701
11920.02
21.1389
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.65 per contract.
Morgan Stanley & Co., LLC
9.97
10.27
9.44
9.87
10.10
12023.60
11.2438
5076.90
11.3799
12450.65
24.0151
836.85
25.0629
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.50 per contract.
Wolverine Execution Services, LLC
9.83
9.94
9.45
9.85
8.68
18087.17
17.7129
9653.06
24.7286
14412.73
26.1062
285.15
22.3472
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.69 per contract.
Interactive Brokers LLC
0.04
0.06
0.04
0.02
0.04
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.