1.3
Wells Fargo Clearing Services, LLC
2022
3
2022-10-27T21:25:08Z
2022
07
100.00
63.04
1.14
31.39
4.43
Virtu Americas, LLC
21.56
23.38
31.03
16.97
25.66
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
CITADEL SECURITIES LLC
20.81
19.07
30.23
23.31
25.46
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1 Execution Services, LLC
16.97
14.78
25.58
21.37
14.66
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Wells Fargo Securities
13.77
21.85
0.05
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
10.91
5.35
5.84
21.06
19.47
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
9.00
13.91
2.54
0.52
0.86
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
6.98
1.67
4.73
16.76
13.89
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
50.03
3.16
43.12
3.69
Virtu Americas, LLC
21.55
21.91
36.30
19.56
27.30
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
CITADEL SECURITIES LLC
21.15
18.29
30.34
23.24
27.48
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1 Execution Services, LLC
16.14
12.34
21.51
20.45
12.51
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Wells Fargo Securities
14.44
28.85
0.02
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
11.97
4.86
4.92
20.16
18.72
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
8.50
1.84
4.62
16.08
13.52
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
6.25
11.91
2.14
0.47
0.45
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
GTS SECURITIES LLC
0.01
0.00
0.04
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Execution Services
0.00
0.00
0.04
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Flow Traders
0.00
0.00
0.05
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
37.16
9.98
51.50
1.36
CITADEL SECURITIES LLC
41.58
41.57
40.65
41.78
40.88
35019.53
9.9844
26063.62
9.9329
16995.25
9.8373
2021.58
4.5581
Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.10 per contract.
Global Execution Brokers LP
38.64
38.52
40.76
38.30
39.60
55516.54
16.3146
49566.53
15.0471
42290.00
24.6177
8060.62
21.4801
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.65 per contract.
Wolverine Execution Services, LLC
9.94
10.03
9.12
10.07
8.51
15340.68
17.7316
7796.91
21.7233
9388.71
25.4003
249.44
20.5300
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.69 per contract.
Morgan Stanley & Co., LLC
9.83
9.86
9.42
9.86
11.02
7205.15
8.7046
4881.20
12.0532
8318.60
22.9954
254.20
25.3187
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.50 per contract.
Interactive Brokers LLC
0.01
0.02
0.05
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
2022
08
100.00
62.43
1.13
31.69
4.75
CITADEL SECURITIES LLC
20.07
17.72
29.12
23.67
24.72
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
19.94
22.33
28.45
14.21
24.78
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Wells Fargo Securities
18.68
29.91
0.08
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1 Execution Services, LLC
17.28
14.01
27.18
23.56
15.96
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
11.82
7.10
8.87
20.13
19.21
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
7.75
1.97
4.61
18.17
15.05
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
4.46
6.96
1.68
0.26
0.28
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
99.98
48.07
3.30
44.59
4.04
CITADEL SECURITIES LLC
21.12
16.98
32.65
24.22
26.65
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
18.66
19.65
31.61
15.97
25.95
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Wells Fargo Securities
18.53
38.55
0.02
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1 Execution Services, LLC
16.91
11.38
22.98
22.67
14.05
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
12.41
5.91
7.05
19.30
18.09
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
9.48
1.85
4.51
17.57
15.01
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
2.89
5.68
1.06
0.25
0.25
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Flow Traders
0.00
0.00
0.04
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Execution Services
0.00
0.00
0.03
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
GTS SECURITIES LLC
0.00
0.00
0.01
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
36.78
10.12
51.63
1.46
CITADEL SECURITIES LLC
40.38
40.45
39.97
40.43
39.49
40484.72
9.9257
29296.12
9.8860
18877.83
9.5963
3089.94
5.2487
Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.10 per contract.
Global Execution Brokers LP
39.96
39.94
40.62
39.81
41.27
57264.40
14.2703
40664.60
14.8549
47435.75
21.2626
8185.15
21.3868
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.65 per contract.
Wolverine Execution Services, LLC
10.06
9.93
10.29
10.09
10.56
17256.25
18.8048
9800.83
25.3632
12549.97
26.6267
421.46
26.8960
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.69 per contract.
Morgan Stanley & Co., LLC
9.60
9.68
9.10
9.66
8.68
6100.35
6.8920
3938.40
9.7065
9292.60
24.8054
326.45
24.5821
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.50 per contract.
Interactive Brokers LLC
0.00
0.00
0.02
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Dash/IMC Financial Markets
0.00
0.00
0.00
0.00
0.00
1.20
12.0000
1.20
12.0000
1.20
12.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding
certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet
certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.12 per contract.
2022
09
100.00
64.06
1.23
30.94
3.76
Wells Fargo Securities
22.67
35.39
0.08
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
CITADEL SECURITIES LLC
20.59
17.24
30.33
26.10
29.10
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1 Execution Services, LLC
18.71
14.91
23.61
26.94
14.25
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
14.20
13.55
21.39
14.14
23.42
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
13.36
10.89
18.66
17.38
20.49
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
6.78
2.44
4.33
15.17
12.38
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
3.69
5.57
1.59
0.27
0.36
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
49.96
3.28
43.12
3.64
CITADEL SECURITIES LLC
22.41
17.66
33.29
26.43
30.09
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Wells Fargo Securities
20.51
41.03
0.04
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1 Execution Services, LLC
18.46
12.40
19.91
25.84
12.77
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
15.25
13.29
25.29
15.98
24.48
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
12.84
8.78
15.53
16.79
19.42
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
8.06
2.24
4.70
14.65
13.06
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
2.45
4.59
1.11
0.27
0.17
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
GTS SECURITIES LLC
0.01
0.00
0.03
0.02
0.01
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Flow Traders
0.00
0.00
0.04
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Execution Services
0.00
0.00
0.03
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
37.17
11.20
50.43
1.20
Global Execution Brokers LP
40.25
39.89
41.43
40.21
41.54
38163.43
12.1612
41385.37
14.8889
36955.87
20.2667
9223.91
21.1325
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.65 per contract.
CITADEL SECURITIES LLC
39.79
39.87
39.89
39.74
38.76
30674.72
9.8969
28116.57
9.9322
14132.65
9.6922
2645.39
4.7496
Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.10 per contract.
Morgan Stanley & Co., LLC
9.98
10.21
9.16
10.01
9.67
5119.20
7.5730
5311.60
11.6733
7340.10
22.7297
189.80
20.4746
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.50 per contract.
Wolverine Execution Services, LLC
9.92
10.01
9.34
9.99
9.67
10292.90
16.1303
6948.23
19.3339
8798.63
22.5832
202.56
19.0734
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.69 per contract.
Dash/IMC Financial Markets
0.05
0.02
0.17
0.05
0.36
285.00
12.0000
1630.56
12.0000
514.56
12.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding
certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet
certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.12 per contract.
Interactive Brokers LLC
0.01
0.00
0.01
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.