1.3
Wells Fargo Clearing Services, LLC
2022
4
2023-01-14T06:41:09Z
2022
10
100.00
65.87
1.21
29.36
3.56
Wells Fargo Securities
51.65
78.42
0.08
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
CITADEL SECURITIES LLC
12.51
6.20
28.93
23.83
30.36
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1 Execution Services, LLC
10.81
4.10
18.64
25.13
14.12
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
8.45
2.68
18.18
19.57
20.31
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
6.76
1.75
10.20
16.98
13.99
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
6.41
2.17
21.00
13.88
18.36
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
3.40
4.68
2.97
0.60
2.86
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
53.04
3.19
40.70
3.06
Wells Fargo Securities
39.63
74.71
0.02
0.01
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
CITADEL SECURITIES LLC
16.40
8.84
31.48
24.05
29.96
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1 Execution Services, LLC
12.71
3.78
15.19
24.12
13.22
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
10.15
3.92
27.49
16.15
20.24
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
10.05
2.61
14.84
18.67
19.26
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
8.41
1.87
8.53
16.47
14.69
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
2.64
4.28
2.33
0.53
2.62
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
GTS SECURITIES LLC
0.01
0.00
0.04
0.01
0.01
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Execution Services
0.00
0.00
0.02
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Flow Traders
0.00
0.00
0.04
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
37.51
11.01
50.25
1.23
CITADEL SECURITIES LLC
41.30
40.85
42.10
41.49
40.12
33079.78
9.9442
30952.60
9.9486
15464.84
9.8060
2839.46
4.9620
Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.10 per contract.
Global Execution Brokers LP
39.13
39.62
39.15
38.67
43.03
48516.03
14.3593
43506.39
15.7183
40529.17
21.3786
8565.00
21.5001
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.65 per contract.
Wolverine Execution Services, LLC
9.96
10.03
9.69
10.02
8.23
11668.03
14.7826
8967.88
20.5177
9410.89
23.7128
103.40
11.1905
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.69 per contract.
Morgan Stanley & Co., LLC
9.60
9.51
9.06
9.82
8.62
4223.25
6.5694
5209.60
11.4128
8126.85
24.1784
155.85
19.9808
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.50 per contract.
Interactive Brokers LLC
0.00
0.00
0.01
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
2022
11
100.00
65.06
1.05
28.97
4.92
Wells Fargo Securities
58.22
88.54
0.09
0.01
12.56
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
CITADEL SECURITIES LLC
9.79
3.00
28.34
21.93
24.06
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
8.66
1.22
16.82
23.07
20.43
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
7.66
1.40
21.71
19.84
15.67
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1 Execution Services, LLC
7.50
1.54
13.78
19.77
12.70
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
6.11
1.80
14.45
14.48
12.07
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
2.07
2.50
4.81
0.91
2.51
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
51.69
3.43
40.73
4.15
Wells Fargo Securities
44.05
84.05
0.03
0.01
14.40
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
CITADEL SECURITIES LLC
14.12
5.52
32.71
22.18
26.80
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
11.82
2.45
25.31
22.18
15.57
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
10.70
1.23
12.90
21.79
18.12
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1 Execution Services, LLC
9.09
1.38
10.49
18.63
10.45
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
8.32
2.85
15.17
14.30
12.02
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
1.89
2.53
3.20
0.89
2.64
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
GTS SECURITIES LLC
0.01
0.00
0.04
0.01
0.01
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Execution Services
0.00
0.00
0.05
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Flow Traders
0.00
0.00
0.04
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
34.59
10.62
51.13
3.66
Global Execution Brokers LP
40.13
39.91
41.20
39.98
41.12
43797.27
13.3804
36855.20
13.4943
37617.50
20.5230
7462.84
19.8929
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.65 per contract.
CITADEL SECURITIES LLC
39.98
39.90
39.34
40.13
40.45
31972.55
9.9105
28844.10
9.8722
14394.49
9.4843
2193.95
4.8909
Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.10 per contract.
Morgan Stanley & Co., LLC
9.95
10.19
9.70
9.91
9.16
6181.20
7.8629
5014.10
11.0998
7994.20
22.9132
290.05
22.9107
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.50 per contract.
Wolverine Execution Services, LLC
9.94
10.00
9.75
9.98
9.27
11645.72
16.9279
7154.39
18.9736
9503.19
23.1041
201.96
21.1920
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.69 per contract.
Interactive Brokers LLC
0.00
0.00
0.00
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
2022
12
100.00
64.49
1.07
28.76
5.68
Wells Fargo Securities
59.74
89.51
0.09
0.01
35.42
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1 Execution Services, LLC
9.85
3.00
16.54
24.63
11.44
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
CITADEL SECURITIES LLC
9.66
1.11
26.93
26.48
18.24
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
7.58
0.99
17.48
20.53
14.87
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
6.27
1.15
19.20
16.31
11.11
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
4.64
1.35
15.31
11.36
6.04
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
2.27
2.89
4.44
0.68
2.87
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
100.00
51.50
3.75
39.19
5.56
Wells Fargo Securities
45.99
85.81
0.02
0.01
32.36
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) and Wells Fargo Securities, LLC (WFS) are registered broker/dealers and are both indirect, wholly-owned subsidiaries of Wells Fargo & Company. The Firm sends orders to WFS in certain equity securities, and WFS executes these orders as either principal or agent. WFS may receive compensation in the form of rebates from certain market venues for orders routed by the Firm to WFS. WFS may have a profit or loss when executing orders as principal. The Firm does not accept rebates, credits, or payments for order flow from WFS.
The Firm and WFS do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
CITADEL SECURITIES LLC
14.04
2.65
28.06
26.23
24.13
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
G1 Execution Services, LLC
11.63
2.91
11.65
23.36
9.75
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
UBS Securities, LLC
9.53
1.31
14.32
19.35
13.29
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Virtu Americas, LLC
9.47
1.62
22.02
18.44
10.56
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Two Sigma Securities, LLC
6.43
2.06
15.37
11.26
6.82
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Capital
2.88
3.64
8.39
1.32
3.08
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
GTS SECURITIES LLC
0.01
0.00
0.04
0.02
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Jane Street Execution Services
0.00
0.00
0.03
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Old Mission Markets LLC
0.00
0.00
0.02
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
100.00
39.00
11.05
48.21
1.74
Global Execution Brokers LP
40.33
40.01
41.03
40.43
40.68
47891.92
14.3878
27171.20
13.5931
28344.02
20.5323
6210.77
17.5783
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.65 per contract.
CITADEL SECURITIES LLC
39.88
39.80
39.59
40.00
40.13
33632.09
9.9520
23373.31
9.8998
11217.41
9.5726
1878.45
5.3839
Wells Fargo Clearing Services, LLC (the “Firm”) receives a constant, per contract payment for executed option orders routed to this smart router. These payments are based on amounts the smart router receives, from exchange sponsored programs, on the option exchange where the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.10 per contract.
Morgan Stanley & Co., LLC
9.93
10.08
9.45
9.92
9.68
6566.60
8.5913
5325.65
12.4801
7278.90
25.4980
277.65
24.7240
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.50 per contract.
Wolverine Execution Services, LLC
9.86
10.11
9.93
9.65
9.51
10994.03
15.6341
7459.94
22.3485
7212.31
25.1537
120.94
17.5275
Wells Fargo Clearing Services, LLC (the “Firm”) receives payments for executed option orders routed to this smart router. These payments are based on the amount of payment that the smart router receives, from exchange-sponsored programs, on the option exchange on which the option order was executed.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.
Remuneration is paid at a rate of no more than $0.69 per contract.
Interactive Brokers LLC
0.00
0.00
0.00
0.00
0.00
0.00
0.0000
0.00
0.0000
0.00
0.0000
0.00
0.0000
Wells Fargo Clearing Services, LLC (the “Firm”) does not accept rebates, credits or payments from this broker-dealer.
The Firm and this venue do not have any arrangements:
A. that provide incentives to the Firm for meeting or exceeding certain volume thresholds;
B. that provide disincentives to the Firm for failing to meet certain minimum volume thresholds;
C. for volume-based tiered payment schedules; or
D. for minimum amount of orders.