Revenue Agreements

Wells Fargo Clearing Services, LLC may receive compensation from mutual fund companies and/or their affiliates, not related to individual transactions, for ongoing account maintenance, marketing support, educational and training services.

Companies and/or affiliates with agreements include:

  • 1919 Investment Counsel Funds
  • Aberdeen
  • Alger
  • Allianz
  • Alpine
  • Amana/Saturna
  • American Beacon
  • American Century
  • American Funds
  • AMG
  • Angel Oak
  • Apex
  • Appleseed
  • Appleton
  • Ariel Investments
  • Arrow
  • Artisan Funds
  • Aspen
  • Aston
  • BMO
  • Brandes
  • Broadview
  • Brookfield
  • Buffalo
  • Calamos
  • Calvert
  • Causeway Capital
  • Chase
  • CM Advisors
  • Cohen and Steers
  • Cullen Funds
  • Columbia Threadneedle Investments
  • Credit Suisse
  • Davis
  • Delaware
  • Diamond Hill
  • Doubleline
  • Dreyfus
  • Dunham
  • DWS
  • Eagle
  • Emerald Mutual Funds
  • Empiric Funds
  • Equity Investment Corp. (EIC)
  • First Eagle
  • First Trust
  • FMI
  • Forward
  • Gabelli Funds
  • Goldman Sachs
  • Good Harbor
  • Guggenheim/Rydex
  • Harford
  • Hatteras Capital
  • Heartland
  • Henderson
  • Hennessy Funds Inc.
  • Hillman
  • Hotchkis and Wiley
  • Huntington
  • ICON
  • Invesco
  • Ivy
  • James Advantage Funds
  • Janus
  • Keeley
  • Kinetics
  • Lazard
  • Liberty Street
  • Lord Abbett
  • Madison Mosaic Funds
  • Maingate
  • Mainstay
  • Manning and Napier
  • Marketfield
  • Matthews Asia
  • Meridian
  • MFS
  • Midas Funds
  • Morgan Stanley
  • MMA Praxis
  • Nationwide
  • Needham
  • Neuberger Berman
  • NUVEEN
  • Northern Trust / Northern Funds
  • Oakridge
  • Olstein
  • Oppenheimer
  • Pacific Income Advisors (PIA)
  • Pacific Funds
  • Parnassus Funds
  • Perimeter
  • Pioneer
  • PNC
  • Principal
  • ProFunds
  • Prudential
  • Putnam
  • Quaker
  • Rainier
  • RBC
  • Reinhart Funds
  • Ridgeworth
  • RiskX
  • Robeco
  • Roosevelt
  • Russell
  • Schroder
  • Schwartz Investment Counsel Inc./Ave Maria
  • Scout
  • SEI
  • Sentinel
  • SIT Funds
  • Soundshore
  • Soundmind
  • Southern Sun Funds
  • Sparrow
  • Stadion
  • State Street
  • Sterling (BB&T)
  • Strategic Income Management (SIM)
  • Sun America
  • Swan
  • Tanaka
  • TCW
  • Thornburg
  • Tocqueville Funds
  • Torray
  • Transamerica
  • Transparent Value
  • Tributary
  • Turner Funds
  • UBS
  • USAA
  • Van Eck
  • Victory Funds/Munder/RS
  • Virtus
  • Voya
  • Weitz Funds
  • Wells Fargo Advantage Funds
  • William Blair
  • Wilmington
  • WHV
  • Wright Investor