Disclosure of Order Routing Information
Wells Fargo Clearing Services, LLC
1 N Jefferson
Saint Louis, MO 63103
Wells Fargo Clearing Services, LLC (WFCS, Firm CRD# 19616) routes a majority of customer orders to its affiliate Wells Fargo Securities, LLC, on an agency basis. WFCS may also route customer orders to national securities exchanges, ATSs, ECNs, and other market centers. In some instances, WFCS may execute orders as principal.
To obtain order routing information for order activity on or after 4/1/24, please use the following web link: www.finra.org/finra-data/606-nms-data
To obtain order routing information for order activity prior to 4/1/24, please use the following web link: www.wellsfargoclearingservicesllc.com/disclosures/order-routing/order-routing-606.htm
WFCS has made every effort to prepare these reports in compliance with SEC rules. However, WFCS does not guarantee the accuracy of the reports, which may contain inadvertent errors or may be impacted by outages or errors of market data systems, both internal and external to WFCS. WFCS shall not be liable for any person's use of the reports or for any damages arising from their use, including, without limitation, direct, indirect, punitive, special, incidental or consequential damages. In addition, the reports do not constitute an endorsement or recommendation of any particular market participant.