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About Wells Fargo Clearing Services
Alternative Trading Systems Notice to IRA and ERISA Accounts
Business Continuity Planning (PDF)
Callable Securities Disclosure
Cash Sweep Program
Certificate of Deposit Disclosure Statement (PDF)
Disclosure of Order Routing Information
Foreign Financial Transaction Fee
International Wires and Error Resolution
Limit Up - Limit Down Disclosure
Margin Disclosure Statement
Revenue Agreements
Security Statement
Statement of Financial Condition
Tax Center
California Consumer Privacy Act (CCPA) Notice
Digital Privacy and Cookies Policy
Privacy Notice
Notice of Data Collection
Do Not Sell or Share My Personal Information
Online Technical Requirements
Online Access Agreement
Transfer Funds Service Terms and Conditions (PDF)
Personalized UMA Roster and Fees (PDF)

Legal Disclosures

Online Brokerage Service Agreement (PDF)
Margin Disclosure (PDF)
Day Trading (PDF)
Consent to Use Electronic Records and Signatures (PDF)
NYSE Subscriber Agreement (PDF)
NASDAQ Subscriber Agreement (PDF)
OPRA Subscriber Agreement (PDF)
Designation of Responsibilities (PDF)
Transfer Funds Service Terms and Conditions (PDF)
Online Extended Hours Trading Risk Disclosures

Wells Fargo Clearing Services, LLC. | Privacy Policy | Do Not Sell or Share My Personal Information

Contact Us:
Wells Fargo Clearing Services, LLC | One North Jefferson Avenue | St. Louis, MO 63103

If you are an account holder and have questions about an account that is carried by Wells Fargo Clearing Services, LLC, please contact your financial advisor directly.

First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.