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Wells Fargo Clearing Services, LLC
  • About Wells Fargo Clearing Services
  • Alternative Trading Systems Notice to IRA and ERISA Accounts
  • Business Continuity Planning (PDF)
  • Callable Securities Disclosure
  • Cash Sweep Program
  • Certificate of Deposit Disclosure Statement (PDF)
  • Disclosure of Order Routing Information
  • Foreign Financial Transaction Fee
  • International Wires and Error Resolution
  • Limit Up - Limit Down Disclosure
  • Margin Disclosure Statement
  • Revenue Agreements
  • Security Statement
  • Statement of Financial Condition
  • Tax Center
  • California Consumer Privacy Act (CCPA) Notice
  • Digital Privacy and Cookies Policy
  • Privacy Notice
  • Notice of Data Collection
  • Online Technical Requirements
  • Online Access Agreement
  • Transfer Funds Service Terms and Conditions (PDF)

Rule 606 Disclosure of Order Routing Information

SEC Rule 606 requires broker-dealers that route orders in certain equity and option securities to make available quarterly reports that present a general overview of their routing practices.

Quarter 4, 2022 (PDF)

Quarter 4, 2022 (XML)

Quarter 3, 2022 (PDF)

Quarter 3, 2022 (XML)

Quarter 2, 2022 (PDF)

Quarter 2, 2022 (XML)

Quarter 1, 2022 (PDF)

Quarter 1, 2022 (XML)

Quarter 4, 2021 (PDF)

Quarter 4, 2021 (XML)

Quarter 3, 2021 (PDF)

Quarter 3, 2021 (XML)

Quarter 2, 2021 (PDF)

Quarter 2, 2021 (XML)

Quarter 1, 2021 (PDF)

Quarter 1, 2021 (XML)

Quarter 4, 2020 (PDF)

Quarter 4, 2020 (XML)

Quarter 3, 2020 (PDF)

Quarter 3, 2020 (XML)

Quarter 2, 2020 (PDF)

Quarter 2, 2020 (XML)

Quarter 1, 2020 (PDF)

Quarter 1, 2020 (XML)

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If you are an account holder and have questions about an account that is carried by Wells Fargo Clearing Services, LLC, please contact your financial advisor directly.