Rule 606 Disclosure of Order Routing Information

SEC Rule 606 requires broker-dealers that route orders in certain equity and option securities to make available quarterly reports that present a general overview of their routing practices.

Quarter 3, 2023 (PDF)

Quarter 3, 2023 (XML)

Quarter 2, 2023 (PDF)

Quarter 2, 2023 (XML)

Quarter 1, 2023 (PDF)

Quarter 1, 2023 (XML)

Quarter 4, 2022 (PDF)

Quarter 4, 2022 (XML)

Quarter 3, 2022 (PDF)

Quarter 3, 2022 (XML)

Quarter 2, 2022 (PDF)

Quarter 2, 2022 (XML)

Quarter 1, 2022 (PDF)

Quarter 1, 2022 (XML)

Quarter 4, 2021 (PDF)

Quarter 4, 2021 (XML)

Quarter 3, 2021 (PDF)

Quarter 3, 2021 (XML)

Quarter 2, 2021 (PDF)

Quarter 2, 2021 (XML)

Quarter 1, 2021 (PDF)

Quarter 1, 2021 (XML)

Quarter 4, 2020 (PDF)

Quarter 4, 2020 (XML)

Quarter 3, 2020 (PDF)

Quarter 3, 2020 (XML)

Quarter 2, 2020 (PDF)

Quarter 2, 2020 (XML)